Job Category: Commercial/Supply Chain

Job Source:

Job Summary

  • No. of Vacancy: N/A
  • Job Location: Milton Keynes , Buckinghamshire
  • Employment Type: Full Time
  • Salary: £40,000 - £45,000 per annum, inc benefits
  • Gender: Any
  • Age Limit: N/A
  • Experience: N/A
  • Career level: Mid-Senior level
  • Posted On: Feb 23, 2019
  • Application Deadline: Mar 25, 2019

Job Description/Responsibility

  • The company

    My client is a leading financial services network who offer full compliance and technical support to Financial Advisers and their clients.


    My client is looking for a T&C Supervisor to effectively assist in delivering the T&C requirements of the firm. In your new role, you would be responsible for ensuring the training, competence and professional development of members of the network.

    You would be required to make sure Advisers meet regulatory requirements and expectations. You will assist in delivering core training and development support to clients and their Financial Advisers.

  • Create and maintain effective relationships with clients/members, increasing knowledge and understanding of their business
  • Represent the group at all times in a professional manner with external and internal clients
  • Create and deliver an appropriate programme of visits to meet the requirements of firms through effective planning, organisation and time management
  • Provide consultative support to client/member firms to ensure relevant, practical compliance solutions are provided to assist with firm risk management
  • Provide support to clients/members during times of regulatory change and update firms of any current relevant regulatory and/or legislative changes during visits
  • Produce and deliver accurate reports and action plans in a timely manner to provide clear, practical solutions to specific business needs for clients/members to enable them to develop, monitor and maintain compliance standards to mitigate risks within their business
  • Conduct file reviews if/when required whilst onsite, or remotely in line with group business requirements and policy
  • Ensure delivery of T&C service with effective delivery of training needs analysis, skills assessments, one to ones and development plans
  • Support and promote group events by participating in preparation and delivery of training presentations and/or meetings as required

Experience Requirements

  • N/A

Education Requirements

  • N/A

Skills Requirements

  • Significant practical T&C experience within the financial services sector preferably with an Independent Financial Adviser
  • Excellent coaching, development and influencing skills
  • Knowledge and understanding of all products/services associated with the financial services market including life, pension, protection and wealth management
  • Full UK drivers licence
  • Understanding of financial advice processes
  • Financial Planning Certificate or Diploma qualified (or equivalent), preferably holding either G60, AF3 or AF7 or have the desire to achieve this


  • N/A

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About the Company

Company Name: IDEX Consulting Ltd.
Address: The Colmore Building 20 Colmore Circus, Queensway Birmingham B4 6AT, , UNITED KINGDOM

Company Profile: IDEX Consulting is an innovative, independent Recruitment and Talent Management Consultancy specialising in the General Insurance, Financial Services and Legal sectors. We pride ourselves on professionalism, service and delivery; enhancing lives and businesses through a consultative approach to career and talent management. Our mission is to continually offer a quality and personal service based on our values: Trust, Pride and being a Solutions Led innovator. A key differentiator for us is that we do not target our staff on activity; we focus on results. The priority for us is to place the right person in the right job. We encourage this way of working in order to identify the correct solution for a client or candidate, not a quick win outcome.

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