Job Category: Accounting/Finance

Job Source:

Job Summary

  • No. of Vacancy: N/A
  • Job Location: San Francisco, CA, USA
  • Employment Type: Full Time
  • Salary: Negotiable
  • Gender: Any
  • Age Limit: N/A
  • Experience: N/A
  • Career level: Associate
  • Posted On: Mar 4, 2019
  • Application Deadline: Apr 3, 2019

Job Description/Responsibility

  • Primary Location: United States,California,San Francisco
  • Education: Bachelor's Degree
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: Yes, 10 % of the Time
  • Job ID: 18079436
About Citi
Citi, the leading global bank, has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money, making payments and accessing the capital markets on behalf of our clients.
Citis Mission and Value Proposition explains what we do and Citi Leadership Standards explain how we do it. Our mission is to serve as a trusted partner to our clients by responsibly providing financial services that enable growth and economic progress. We strive to earn and maintain our clients and the publics trust by constantly adhering to the highest ethical standards and making a positive impact on the communities we serve. Our Leadership Standards is a common set of skills and expected behaviors that illustrate how our employees should work every day to be successful and strengthens our ability to execute against our strategic priorities.
Diversity is a key business imperative and a source of strength at Citi. We serve clients from every walk of life, every background and every origin. Our goal is to have our workforce reflect this same diversity at all levels. Citi has made it a priority to foster a culture where the best people want to work, where individuals are promoted based on merit, where we value and demand respect for others and where opportunities to develop are widely available to all.
About the Role
  • Support the Sales and Client Engagement organization with all Know Your Client (KYC) processes.
  • Support and assist the US management team in all facets of monitoring and controlling the activities of the sales force to ensure that all US Bank Regulations, IPB Bank Compliance, AML, KYC, Control and Operations processes are in compliance.
  • Act as escalation process Subject Matter Expert (SME) providing case background insights, proper articulation of reasons for escalation, potential risk, and mitigating approach/actions.
  • Monitor control enforcement processes to mitigate potential AML risks, creating of visibility over process effectiveness.
  • Work closely with Sales and Client Engagement organization and with KYC Maker Manager/Supervisors to ensure effective initiation and completion of KYC activities in every stage of the process.
  • Act as Subject Matter Expert (SME) for Know Your Client (KYC) processes and AML standards.
  • Provide feedback, coaching, and training around KYC processes and Anti Money Laundering efforts to guarantee appropriate execution in Sales and Client Engagement organization.
  • Timely tracking of the completion of scheduled reviews (Periodic Reviews) and unscheduled reviews (AML alerts) and communicating potential backlogs (overdue Periodic Reviews) to the Sales Manager and BUCO Coordinator.
  • Provide SME guidance to Relationship Managers (RMs) to support of AML/KYC activities required during onboarding of clients and during the performance of AML Periodic Reviews.
  • Review weekly reports with all unblocked and outstanding KYC Reviews for respective management team.
  • Monitor the resolution of findings from the monthly Quality Assurance Process.
  • Support staff in obtaining country no objection notices for Public Figure Accounts.
  • Work with local BUCOs to obtain Legal Opinions or other required support from countries.
  • Manage MIS process to track all exceptions granted by Compliance Department.
  • Ensure compliance with training initiatives and providing tracking related to those initiatives and their completion.
  • Act as liaison with Compliance (Advisory and FIU) to ensure case closures in a timely fashion after all required CRFs have received requisite approvals.
  • Issue and/or cascade communications locally regarding alerts resolutions, AML updates, system and process changes, training, and Quality Assurance processes.

Experience Requirements

  • Minimum 3 years of experience in the Consumer and Commercial Banking industry and experience within a medium/large financial organization, including knowledge of banking products and different types of transactions.

Education Requirements

  • Bachelors Degree in a related field or equivalent experience.

Skills Requirements

  • Relevant work experience and understanding of global and local AML KYC regulations, associated risks of non-compliance and changing dynamics, and knowledge of KYC processes throughout the client lifecycle.
  • Proven success in a client-focused environment.
  • Understanding of the interdependencies of roles within KYC process and requirements for KYC Record successful completion across relevant client types.
  • Experience with regulatory compliance, AML transaction/risk monitoring tools, and solving AML related issues.
  • Highly effective verbal and written communications skills, ability to explain ideas in a very concise manner.
  • Strong time management and analytical skills.
  • Ability to multi-task and work in a fast-paced environment with limited supervision.
  • Focused and driven attitude to support Sales with the Due Diligence process.
  • Proficient Microsoft Office user (i.e. Excel, Power Point).
  • Bilingual English and Mandarin


  • As per company policy.

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